Configure Pipeline — PL-I-001

Enterprise Brain · Operational

PL-I-001 — Compliance Policy Extraction

InterpretiveSource: Compliance Policy Repository — SharePoint (SRC-002)

Ontology pin: v1.1.0 Running

Extraction Scope

Prompt Template Preprocessing Schedule Run History

Which topic classes should this pipeline extract?

Scoped to topics this source feeds (from source registration)

Internal Policies

Governance Context › Regulatory & Compliance

Extract: policy name, scope, effective date, owner, review cycle, applicable regulations

SHACL shape: InternalPolicyShape (7 properties)

Prompt template: policy-extraction-v2Product default

Confidence floor:0.70product default

SOPs & Runbooks

Domain Context › Process Definitions

Extract: procedure name, steps, decision points, actors, checklists, exception paths

SHACL shape: SOPShape (6 properties)

Prompt template: sop-extraction-v2Product default

Confidence floor:0.70product default

Decision Rules

Domain Context › Business Rules & Logic

Extract: rule name, expression, thresholds, entity types, regulatory citation, effective date, owner

SHACL shape: DecisionRuleShape (7 properties, 3 custom)

Prompt template: decision-rule-extraction-v2Customized

Confidence floor:0.75higher precision for rules

Which relationship types to extract?

Cross-topic edges the pipeline will assemble

governedBy

Internal Policies → Regulatory Guidelines

implementedIn

Decision Rules → Business Process Models

appliesTo

Decision Rules → Entity Resolution Rules

supersedes

Internal Policies → Internal Policies (versioning)

ownedBy

Internal Policies → Org Structure & Roles

referencedIn

SOPs & Runbooks → Decision Rules

Test Extraction — 3 sample documents

Run 9 Aug, 11:30 · 3 documents · 47 triples extracted · Avg confidence 0.86

Re-run Test

AML-Policy-2024-v3.pdf18 triples

Internal PoliciesAML Transaction Monitoring PolicygovernedByFATF Recommendation 200.94

"This policy implements FATF Recommendation 20 on suspicious transaction reporting..."

Decision RulesWIRE_THRESHOLD_10KappliesToWire Transfer Entity0.91

"Wire transfers exceeding $10,000 must trigger automatic reporting..."

Decision RulesSTRUCTURING_DETECTION_48HimplementedInTransaction Monitoring Flow0.87

"Multiple transactions below threshold within 48-hour window..."

+ 15 more triples

KYC-Procedures-Annual-Review.pdf16 triples

SOPs & RunbooksPeriodic KYC Review ProcedurereferencedInKYC_THRESHOLD_EXIT_HISTORY0.83

"For entities previously exited, the reviewing analyst must..."

Decision RulesPEP_MANDATORY_EDDgovernedByRBI Master Direction 20160.79

"All politically exposed persons require enhanced due diligence..."

Sanctions-Screening-SOP.pdf13 triples

SOPs & RunbooksSanctions Screening Procedure0.92

Internal PoliciesOFAC Compliance Policy0.88