Decision Rules
Domain Context
0.91Unreviewed
KYC_THRESHOLD_EXIT_HISTORY→ governedBy →RBI Master Direction on KYC 2016
hasRuleExpression: "Entity exited for suspicious activity → block auto-approval"
hasEffectiveDate: "2024-01-15"
hasOwner: "Compliance — KYC Team"
hasRegulatoryRef: "RBI-MD-KYC-2016-S4.2"
Source: AML-Policy-2024-v3.pdf · Page 12 · Chunk 18
"Per RBI Master Direction on KYC (2016), Section 4.2: Where an entity has been previously exited for suspicious activity, the reviewing analyst must block automatic re-approval and route to the senior compliance officer for enhanced due diligence review. This rule is effective from 15 January 2024 and is owned by the KYC Compliance Team."
Incorrect ▾ options: Wrong entity type · Wrong relationship · Hallucinated · Wrong property · Wrong topic
Decision Rules0.87Unreviewed
STRUCTURING_DETECTION_48H → implementedIn → Transaction Monitoring Flow
Source: AML-Policy-2024-v3.pdf · Chunk 34
Internal Policies0.94Unreviewed
AML Transaction Monitoring Policy → governedBy → FATF Recommendation 20
Source: AML-Policy-2024-v3.pdf · Chunk 7
SOPs & Runbooks0.79Unreviewed
Periodic KYC Review Procedure → has 6 steps, 3 decision points
Source: KYC-Procedures-Annual-Review.pdf · Chunk 12
Decision RulesNear floor · oversampled0.72Unreviewed
PEP_MANDATORY_EDD → governedBy → RBI Master Direction 2016
Source: KYC-Procedures-Annual-Review.pdf · Chunk 28
Internal Policies0.76Unreviewed
Sanctions Screening Policy → appliesTo → All Customer Entities
Source: Sanctions-Screening-SOP.pdf · Chunk 3
SOPs & Runbooks0.82Unreviewed
Sanctions Screening Procedure → has 4 steps, 1 decision point
Source: Sanctions-Screening-SOP.pdf · Chunk 8